Board & Executive Committee

Appointment as:

  • Advisory Board member

  • Independent Compliance Committee member for registered Manage Investment Schemes

Development of Board competency in Financial Crime

Regulator Engagement

Mock Audit and Compliance Assessment Readiness Support

Lookback Reviews and Root-Cause Analysis

Support and Remediation in response to:

  • Civil Penalty Orders

  • Enforceable Undertakings

  • Infringement Notices

  • Remedial Directions

Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF)

AML/CTF Independent Review

Financial Crime Risk & Compliance Training

AML/CTF Compliance Officer Mentoring

Risk Assessment

Anti-Financial Crime Strategy

Financial Crime Risk Appetite and Strategy Development

Financial Crime Compliance Model Validation

Industry Benchmarking

Target Operating Model

Customer Due Diligence (CDD)

Know Your Customer (KYC) Refresh

Client Lifecycle Management Review

Customer Journey Mapping

Program Development

AML/CTF Program Creation

Financial Crime Policy and Process Development

Modern Slavery Risk Management

Anti-Bribery & Corruption

Integrity Resilience Review

Corruption Risk Register and Risk Matrix

Gifts, Hospitality and Entertainment

Facilitation Payments Review

Technology and Data

System Implementation Support and Review

Financial Crime Technology Evaluation and Digital Transformation

Transaction Monitoring and Case Management Tuning

Screening and Watchlist Management Review

Economic & Trade Sanctions

Trade prohibition or embargo review

Export controls and trade finance supply chain risk management

Sanctions Blueprinting

Fraud Risk Management

Strategic Fraud Risk Profiling

Fraud Risk Assessment

Fraud Control Plan

Cybercrime and Data Breach

Cybercrime Incident Response

Privacy Framework

Notifiable Data Breaches Scheme

Due Diligence Preparedness

Banking Partner Due Diligence Preparation

Compliance due diligence for mergers and acquisitions

Automatic Exchange of Financial Information (AEOI)

Strategic Fraud Risk Profiling

Fraud Risk Assessment

Fraud Control Plan

Business Continuity Planning

Prioritisation and enterprise resilience

Business driven approach and adaptability

Navigate disruption and build long-term value

Our Services

“In the aftermath of 9/11 (2001) governments and regulators stepped up their surveillance of money flows focusing upon financing of terrorism, but a decade later their work had expanded to cover financial crimes such as money laundering, drug trafficking, channels to/through sanctioned regimes, fraud and corrupt practices, and tax evasion.”

— Advisory Panel Review into Board Governance of AML/CTF Obligations produced by a major Australian Bank (May 2020)